| 09-01037 | 11/10/2010 | Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
|  | $0 |
| 09-05668 | 11/10/2010 | Claimant(s): Jane C. Love IRAA
Claimant Lawyers(s): Meghan McAllister
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Beau Cox
Arbitrator(s): Michael L. Weissman, Sondra Sellars, Martin A. Duncan
Hearing Site: Chicago, IL
| | $1 |
| 09-03424 | 11/09/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Adrian Matosich, G. Williamson, Morgan Stanley & Co., Martin Coleman, Patrick Lewis, William Claridge
Respondent Lawyers(s): James R. Miller, S. Francis Baldwin
Arbitrator(s): Julian D. Jensen, John F. Harris, Bert P. Krages
Hearing Site: Helena, MT
| | |
| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-03651 | 11/05/2010 | Claimant(s): Anne Flannery, Francis Flannery
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bryan I. Reyhani
Arbitrator(s): Robert Youdelman, Jeffrey F. Friedman, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
| 10-02179 | 11/03/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herb Schwartz
Hearing Site: Honolulu, HI
| | |
| 09-05154 | 11/03/2010 | Claimant(s): 414 LLC, 515 LLC
Claimant Lawyers(s): Michael M Steinmetz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, W. Jeffrey Weinlandt, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 09-06653 | 11/01/2010 | Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $0 |
| 09-00988 | 10/26/2010 | Claimant(s): Ed Conlin & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeffrey B. Kelvin, Kirsten Schubert
Arbitrator(s): James A. Lundberg, Richard A. Mosman, Larry N. Litt
Hearing Site: Minneapolis, MN
| | $0 |
| 09-04057 | 10/21/2010 | Claimant(s): Lynette Cromwell
Claimant Lawyers(s): Lynette Cromwell
Respondent(s): Anthony Provenzano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Clarence L. Pozza
Arbitrator(s): Barbara A. Johannessen, Roland L. Olzark, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $10,000 |
