| 19-02774 | 02/25/2020 | Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 19-01119 | 02/20/2020 | Claimant(s): Michael Nalewaja
Claimant Lawyers(s): Michael Terry Nalewaja
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
|  | $0 |
| 18-01381 | 02/12/2020 | Claimant(s): Jesse Erdle
Claimant Lawyers(s): Kenneth W. Africano
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Tracy L. Allen, Ralph L. Halpern, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | $0 |
| 19-00600 | 10/16/2019 | Claimant(s): Michael Olivia
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Donna Krouzman
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | |
| 18-01536 | 12/07/2018 | Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co. LLC
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 18-01234 | 09/24/2018 | Claimant(s): Anthony Domino
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Stephen H. Broer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 17-02414 | 03/02/2018 | Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
| | $100,000 |
| 17-00472 | 10/31/2017 | Claimant(s): David Bass
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): David G. Pittinos, Alvin Abraham Simon, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | |
| 15-02100 | 10/20/2017 | Claimant(s): Folashade Ojediran
Claimant Lawyers(s): Folashade Ojediran
Respondent(s): Edward Rivadeneira, TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman
Hearing Site: New York, NY
| | |
