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FINRA Awards for David G. Pittinos

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0047210/31/2017Claimant(s): David Bass
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): David G. Pittinos, Alvin Abraham Simon, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
17-0089310/11/2017Claimant(s): Matthew Shafer
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
08-0134803/20/2009Claimant(s): Tiffany Rayburn Godfrey Revocable Trust
Claimant Lawyers(s): Charles J. Bennardini
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Richard H. Bergman
Arbitrator(s): David G. Pittinos, Laila Asmar Folk, George J. Blutstein
Hearing Site: Boca Raton, FL
Checkmark Icon$464,296

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