| 16-00994 | 05/24/2016 | Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Rocco Guidicipietro
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
|  | Expungement |
| 15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): James A. Hayes, Christopher M. McMurray
Hearing Site: Baltimore, MD
| | Expungement |
| 15-00392 | 10/05/2015 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 15-00170 | 08/25/2015 | Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
| 14-02769 | 06/19/2015 | Claimant(s): Geoffrey Vanderpal
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Daniel M. Yamshon, Linda P. Drucker, Scott Robert Shewan
Hearing Site: San Francisco, CA
| | |
| 14-03141 | 05/14/2015 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Randy Cepuch, David Paul Clark, Aaron Petty
Hearing Site: Washington, DC
| | |
| 14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
| | |
| 14-02100 | 03/19/2015 | Claimant(s): Israel Ashkenazi
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): John Fullerton
Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock
Hearing Site: New York, NY
| | |
| 14-00946 | 03/05/2015 | Claimant(s): Radion Medvedovskiy
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Alexandra L. Dunaif, Anna Lascar, Emily M. Altman
Hearing Site: New York, NY
| | |
| 14-01276 | 01/05/2015 | Claimant(s): Jared Cohen
Claimant Lawyers(s): David E. Robbins
Respondent(s): David Witkowich, Nicholas Witkowich
Respondent Lawyers(s): Joseph Milano
Arbitrator(s): Jacob Aschkenasy, Alfonso G. Figliolia, Mark Charles Morril
Hearing Site: New York, NY
| | Expungement |
