| 15-03176 | 01/06/2017 | Claimant(s): Barbara Lattanze, Robert Lattanze
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Catherine Mewborn, Sterne Agee Financial Services.
Respondent Lawyers(s): J. Anthony Penry, Peter S. Fruin
Arbitrator(s): Gayle B. Carlson
Hearing Site: Raleigh, NC
|  | $6,593 |
| 15-02927 | 07/28/2016 | Claimant(s): Jack Wolff
Claimant Lawyers(s): Joel Wertman
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Patrick D. King, Gayle B. Carlson, Sydney E. Blum
Hearing Site: Tampa, FL
| | |
| 14-01787 | 03/06/2015 | Claimant(s): Marc Wolff
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Richard S. Zaifert, Gayle B. Carlson, Sandra Dyne Sapp
Hearing Site: Tampa, FL
| | |
| 13-03586 | 07/17/2014 | Claimant(s): Harry Butler & Elaine Butler JNT TEN
Claimant Lawyers(s): Elaine Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $88 |
| 12-03597 | 07/07/2014 | Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
| 12-02801 | 02/03/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Gurudeo Persaud, Money Concepts Capital Corp.
Respondent Lawyers(s): Gurudeo Sukul Persaud, Kathy M. Klock
Arbitrator(s): Gayle B. Carlson, John Michael Reisert, Robert G. Bannon
Hearing Site: Orlando, FL
| | $491,784 |
| 13-01496 | 12/20/2013 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jeremy Chaffin
Respondent Lawyers(s): Jeremy Jay Chaffin
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 11-03874 | 11/22/2013 | Claimant(s): Edward Rurade
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): HBW Securities LLC
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Gayle B. Carlson, Jeffrey R Fuller
Hearing Site: Tampa, FL
| | Expungement |
| 12-02123 | 10/31/2013 | Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
| | Expungement |
| 12-02107 | 10/24/2013 | Claimant(s): Wayne Turner
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
