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FINRA Awards for Sandra Dyne Sapp

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0178703/06/2015Claimant(s): Marc Wolff
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Richard S. Zaifert, Gayle B. Carlson, Sandra Dyne Sapp
Hearing Site: Tampa, FL

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