| 15-02302 | 04/06/2016 | Claimant(s): Scott Martinson
Claimant Lawyers(s): Scott Randall Martinson
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Stephanie Morse-Shamosh, Joseph H. Cerame, Henry I. Blumberg
Hearing Site: New York, NY
| | |
| 13-03010 | 11/10/2015 | Claimant(s): David Crick
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Lita S Menkin, Arthur L. Tepper, Leigh Ann Roberts
Hearing Site: Nashville, TN
|  | $2,417,500 |
| 14-00774 | 06/15/2015 | Claimant(s): Jerry Dean, Jerry Dean IRA, Roth IRA and SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Mollie Wagner Neal, Sanford S. Finder, Harvey Russell Preston
Hearing Site: Columbia, SC
| | $122,000 |
| 12-01721 | 04/20/2015 | Claimant(s): Ronald Delmonico, Ronald G. Delmonico, IRA
Claimant Lawyers(s): Vito C. DeMaio
Respondent(s): Anastasios Belesis, Ronald Cantalupo, John Thomas Financial
Respondent Lawyers(s): Anastasios Belesis, Maria Cummings, Ronald Vincent Cantalupo
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Charles W. Danis
Hearing Site: Hartford, CT
| | Stipulated Award |
| 13-02763 | 01/02/2015 | Claimant(s): Matthew Lowery
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anastasios Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz, Joseph Castellano
Arbitrator(s): Sabrina Raquel Scott, David F. Rock, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | $1,250,250 |
| 13-00440 | 12/18/2014 | Claimant(s): John Thomas Financial
Claimant Lawyers(s): Dan Druz
Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau
Respondent Lawyers(s): Adam D. Cole
Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta
Hearing Site: New York, NY
| | |
| 14-02680 | 11/07/2014 | Claimant(s): Bruce Hanshaw
Claimant Lawyers(s): Michael Lauterborn
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Mary Ann Tunick, Christine L. Stetson, Stephen James Cavanaugh
Hearing Site:
| | $75,000 |
| 13-01361 | 11/04/2014 | Claimant(s): Joanne Mc Evoy
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, Anthony Giuliano III, John Thomas Financial
Respondent Lawyers(s): Anthony Frank Giuliano III, Dan Druz
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
| | $24,423 |
| 13-00873 | 10/17/2014 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Jason Richard Goldstein
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Linda R. Alpert, April D. Bowie, Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 13-00830 | 10/17/2014 | Claimant(s): Thomas Mayberry
Claimant Lawyers(s): James S. McCarthy
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | Stipulated Award |
