22-02033 | 06/06/2023 | Claimant(s): Molly Shrauner Claimant Lawyers(s): Harris Freedman Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL
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22-01555 | 03/16/2023 | Claimant(s): Jeffrey Weiner Claimant Lawyers(s): Brian Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff Hearing Site: New York, NY
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22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH
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21-00204 | 12/22/2022 | Claimant(s): Carol Boogher, Joel Boogher Claimant Lawyers(s): Joseph C. Korsak Respondent(s): Michael Nigro, MML Investors Services Respondent Lawyers(s): Barry Temkin, Julie E. Ravis Arbitrator(s): Richard W. Dissen, Michael D. McDowell, Mary Kathleen Mackey Hearing Site: Pittsburgh, PA
| | Expungement |
22-00796 | 12/13/2022 | Claimant(s): Daniel Muskat Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC, MML Investors Services Respondent Lawyers(s): Christopher J. Murdoch, Julie E. Ravis Arbitrator(s): Edward W. Morris Hearing Site: Manchester, NH
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22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio Claimant Lawyers(s): Craig M. Warner Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains Hearing Site: Dallas, TX
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21-02537 | 06/30/2022 | Claimant(s): Michael Muccio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
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21-02446 | 06/07/2022 | Claimant(s): Scott Keck Claimant Lawyers(s): Aaron C. Hemmings Respondent(s): MML Investors Services, MSI Financial Services., Metropolitan Life Insurance Company Respondent Lawyers(s): Peter R. Pound Arbitrator(s): Roger C. Benson, Charles Diederich Heidgerd, Karen A. West Hearing Site: Raleigh, NC
| | Dismissed by Rule 12206 |
21-02558 | 05/11/2022 | Claimant(s): Brian Parker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Julie E. Ravis Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA
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20-04000 | 03/28/2022 | Claimant(s): Kevin Stokesbary Claimant Lawyers(s): Shannon McDougald Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie Hearing Site: Seattle, WA
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