20-01188 | 01/07/2021 | Claimant(s): Rinaldo Crassa Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James Alexander Brown Hearing Site: New York, NY
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20-00051 | 11/13/2020 | Claimant(s): Ryan Ackerhalt Claimant Lawyers(s): Tosh D Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): David S. Billet Hearing Site: New York, NY
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19-02413 | 06/17/2020 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Domenic C. Cervoni Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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18-04167 | 10/07/2019 | Claimant(s): Amy Jiau, Jih Chyi Leu Claimant Lawyers(s): Wileen Leu Respondent(s): Cindy Chen, HSBC Securities (USA) Inc. Respondent Lawyers(s): Emily C. Grimm Arbitrator(s): Edward A. Trabin, Arthur T. Berggren, Nir Hanien Hearing Site: Los Angeles, CA
| | $0 |
18-01175 | 09/09/2019 | Claimant(s): Cary Grill Claimant Lawyers(s): Cary Gill Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Sidney Seligman Hearing Site: Newark, NJ
| | Settlement |
18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz Claimant Lawyers(s): Randolph Kendall Feliz Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo Hearing Site: New York, NY
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16-00133 | 05/04/2017 | Claimant(s): Lawrence Karp Claimant Lawyers(s): David N. Mair Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Joseph I. Liebman, Michael Ritner Weaver, Brooks White Hearing Site: New York, NY
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14-03759 | 04/27/2017 | Claimant(s): Steven Rakoff Claimant Lawyers(s): Adam Gana Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux Hearing Site: New York, NY
| | Expungement |
15-01433 | 10/13/2016 | Claimant(s): Daniel Ramjohn Claimant Lawyers(s): Brittany Weiner Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Roger J. Hawke, Joan M. Traub, Franklin P. Chapman Hearing Site: New York, NY
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13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq Claimant Lawyers(s): Barry R. Lax Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer Hearing Site: New York, NY
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