16-02475 | 10/23/2017 | Claimant(s): Bonita Michalec, Daniel Michalec Claimant Lawyers(s): Phil Michalec Respondent(s): David Wozniak, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ronald Kane Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
| | $0 |
16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Audie Rea, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett Hearing Site: Atlanta, GA
| | $90,000 |
16-01794 | 10/11/2017 | Claimant(s): Thomas Donohue Claimant Lawyers(s): Thomas Donohue Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ronald P. Kane Arbitrator(s): Stephen D Kursman Hearing Site: Milwaukee, WI
| | Expungement |
15-02863 | 08/10/2017 | Claimant(s): Hilltop Securities Inc. Claimant Lawyers(s): Brandon S. Reif Respondent(s): Andrew Harvey, Brett Levinson, Carla Osbourne, Harvey Frank, Stifel, Nicolaus & Co.., Wyatt Farmer Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Thomas J. Doherty, Evan A. Gould, Ann Elizabeth DiGiorgio Hearing Site: San Diego, CA
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17-00197 | 06/30/2017 | Claimant(s): David Kaplan, Nedra Kaplan Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
| | $300 |
17-00178 | 06/28/2017 | Claimant(s): Robert Crumrine Claimant Lawyers(s): Robert E. Norton Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA
| | $300 |
15-03346 | 04/17/2017 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): John Fisher Respondent Lawyers(s): Michael Mui Arbitrator(s): John J. Vesey Hearing Site: New York, NY
| | |
16-02447 | 04/06/2017 | Claimant(s): Bennie Greenwell, WH Greenwell Claimant Lawyers(s): Thomas E. McElyea Respondent(s): Stifel, Nicolaus & Co.., Mark Damron Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Robert J. Gregory Hearing Site: Little Rock, AR
| | $0 |
15-03427 | 02/09/2017 | Claimant(s): June Burns, Perry Burns Claimant Lawyers(s): David P. Meyer Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Chris Lazarini Arbitrator(s): James W. Kerr Hearing Site: Dallas, TX
| | $117,350 |
14-00017 | 12/22/2016 | Claimant(s): Robert McCrary, Robert L. McCrary, IRA Claimant Lawyers(s): Martin M. Green Respondent(s): Stifel, Nicolaus & Co.., Neil Harrison, Roger Compton Respondent Lawyers(s): James C. Browning, Jr., Neil R. Harrison Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Albert J. Haller Hearing Site: St. Louis, MO
| | $25,884 |