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FINRA Awards for Neil R. Harrison

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0001712/22/2016Claimant(s): Robert McCrary, Robert L. McCrary, IRA
Claimant Lawyers(s): Martin M. Green
Respondent(s): Stifel, Nicolaus & Co.., Neil Harrison, Roger Compton
Respondent Lawyers(s): James C. Browning, Jr., Neil R. Harrison
Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$25,884
09-0358008/10/2011Claimant(s): Kenneth C Thompson IRA, Kenneth C Thompson Living Trust
Claimant Lawyers(s): L Steven Goldblatt
Respondent(s): Neil Harrison
Respondent Lawyers(s): Neil R. Harrison
Arbitrator(s): Keith D. Patten, Joseph R. Soraghan, Raymond Przybylowski
Hearing Site: St. Louis, MO
Checkmark Icon$0

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