| 23-00721 | 11/08/2023 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Christopher Armstrong, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Jeffrey Alan Helewitz, Jeffrey Zuckerman, Serge Krimnus
Hearing Site: Jersey City, NJ
| | |
| 23-02105 | 11/02/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Haley Morrison
Respondent(s): Joseph Di Peri
Respondent Lawyers(s): Joseph J Di Peri
Arbitrator(s): Joseph C. Roberts
Hearing Site: Portland, OR
| | |
| 23-00152 | 10/19/2023 | Claimant(s): Jenny Arnot
Claimant Lawyers(s): Jenny Arnot
Respondent(s): Daniel Baldwin, Morgan Stanley
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Philip Alan Johnson
Hearing Site: Portland, OR
|  | $0 |
| 23-00628 | 10/11/2023 | Claimant(s): Heidi Leeds, Laurence Leeds
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-01865 | 10/02/2023 | Claimant(s): Edward Quam, Faun Doherty, Gudryn Doherty
Claimant Lawyers(s): Frank C. Botta
Respondent(s): Daniel Levine, Morgan Stanley
Respondent Lawyers(s): Daniel Todd Levine, Nicholas J. Hernandez
Arbitrator(s): James T. Carney, Mary Mackey, Thomas J Zahren
Hearing Site: Pittsburgh, PA
| | Expungement |
| 21-02389 | 09/20/2023 | Claimant(s): Catalina Borrero
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Harvey Barrison, Alexander Asher Truitt, Sandra M Stephenson-Peterkin
Hearing Site: New York, NY
| | |
| 21-02258 | 09/19/2023 | Claimant(s): Blake Epstein, Stanley Kiec
Claimant Lawyers(s): Alan Rosca
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Megan VerGow
Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie
Hearing Site: Philadelphia, PA
| | |
| 23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Todd Barden
Respondent Lawyers(s): Todd J Barden
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Milwaukee, WI
| | |
| 23-00161 | 09/15/2023 | Claimant(s): Paul Siegel
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
| | |
| 22-02842 | 09/13/2023 | Claimant(s): Sigmund Rogich, Stephen Sameroff, Robert Castiglione & Marilyn Castiglione, The Rogich 2004 Family Irrevocable Trust
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Edward F. Zagajeski, Megan Brillault, John Warner Lowe
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
