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FINRA Awards for Morgan Stanley

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Displaying 271-280 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0342005/08/2020Claimant(s): James Stoker
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Morgan Stanley
Respondent Lawyers(s): George A. Croton
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
19-0296204/22/2020Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
18-0418404/21/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
18-0404804/13/2020Claimant(s): Carole Blake, Lawrence Franklin, Lawrence Franklin Revocable Trust
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barth Satuloff, Robert Lawrence Ostrov, Peter Shapiro
Hearing Site: Boca Raton, FL
Checkmark Icon$0
17-0217704/08/2020Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Rajesh Gupta
Respondent Lawyers(s): Aaron Maduff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
19-0343703/24/2020Claimant(s): Nancy Huber
Claimant Lawyers(s): Nancy C. Huber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$1,249
18-0387803/23/2020Claimant(s): David Bindelglass
Claimant Lawyers(s): Scott C. Matasar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt
Hearing Site: Newark, NJ
18-0421203/23/2020Claimant(s): Harlis Bolling
Claimant Lawyers(s): Harlis Terry Bolling
Respondent(s): Daniel Zimmerman, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Wilmington, DE
Checkmark Icon$225
19-0232503/21/2020Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jacksonville, FL

1,352 Results

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