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FINRA Awards for Morgan Stanley

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Displaying 261-270 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0019007/08/2020Claimant(s): Neil Canell
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
19-0367106/25/2020Claimant(s): Thomas Saunders
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): George A. Croton
Arbitrator(s): David A. Schuler
Hearing Site: Kansas City, MO
19-0219506/23/2020Claimant(s): Ralph Marra
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew Gelfand, Melissa Gworek
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0346606/22/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Pastore
Respondent Lawyers(s): Joseph Edward Pastore
Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic
Hearing Site: Los Angeles, CA
19-0309206/15/2020Claimant(s): Stephen Overton
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
18-0382406/10/2020Claimant(s): Anthony Cipolla
Claimant Lawyers(s): Thomas A. Brown
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers
Hearing Site: Buffalo, NY
20-0039206/09/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Deependra Logani
Respondent Lawyers(s): Deegendra Kumar Logani
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
19-0056505/21/2020Claimant(s): Jamie Margulies, on Behalf of His IRA
Claimant Lawyers(s): Jamie Margulies
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0311805/20/2020Claimant(s): Gregory Velho
Claimant Lawyers(s): Erica Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0009205/14/2020Claimant(s): Dorothy Brown, Forrest Brown
Claimant Lawyers(s): Forrest D. Brown
Respondent(s): Morgan Stanley, Jerri Pratt, Kenneth O'Connell
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
Checkmark Icon$19,400

1,352 Results

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