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FINRA Awards for Morgan Stanley

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Displaying 221-230 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0236604/21/2021Claimant(s): Michelle Parretti
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0313604/08/2021Claimant(s): Mitchell Horst
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Thomas E Shuck
Hearing Site: Las Vegas, NV
20-0260303/29/2021Claimant(s): Ganesh Iyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
20-0223103/17/2021Claimant(s): Colin Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
19-0200503/15/2021Claimant(s): Megan Hait
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Shelley Teitelbaum, Julian F. Santos, Edward W. Morris
Hearing Site: New York, NY
Checkmark IconExpungement
20-0202403/11/2021Claimant(s): JOHN SWAINE
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
20-0306303/08/2021Claimant(s): John Porter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
20-0192903/02/2021Claimant(s): James Lombardo
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Brian John Gallagher, Peter E. Gillespie, Steven Gargiulo
Hearing Site: New York, NY
19-0286402/04/2021Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
19-0241502/04/2021Claimant(s): Mary Anne Cunney
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Amy Curley, Morgan Stanley, Raymond George
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile
Hearing Site: New York, NY
Checkmark Icon$309,038

1,352 Results

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