| 10-03212 | 12/27/2011 | Claimant(s): Lawrence O'Brien, Lawrence J. O'Brien Revocable Trust U/T/
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Linda M. Granata, Gary King, Milton Thurm
Hearing Site: Boca Raton, FL
|  | $0 |
| 10-05473 | 12/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Larry Kurschner
Respondent Lawyers(s): Larry Scott Kurschner
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $0 |
| 11-02407 | 12/21/2011 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Albert Krauza
Respondent Lawyers(s): Albert J Krauza
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 11-03193 | 12/21/2011 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | $0 |
| 10-04393 | 12/20/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steven Glasberg
Respondent Lawyers(s): Steven L. Glasberg
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04783 | 12/19/2011 | Claimant(s): Est. of Percival H.E. Leach by Gregory G
Claimant Lawyers(s): Christopher E. Torkelson
Respondent(s): E. du Pont, Morgan Stanley
Respondent Lawyers(s): Alissa Pyrich, Joseph L. Calabrese
Arbitrator(s): Linda T. Pellegrino, Philip Rachmelowitz, S. Charles Tabak
Hearing Site: Newark, NJ
| | $48,000 |
| 09-06924 | 12/15/2011 | Claimant(s): Marie Mirch
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Joseph C. Roberts, Joseph M. O'Connor, Gregory Jay Gursey
Hearing Site: Reno, NV
| | $0 |
| 10-01923 | 12/14/2011 | Claimant(s): Karen Kramer, Richard Kramer IRA
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller
Hearing Site: Philadelphia, PA
| | $0 |
| 11-02213 | 12/12/2011 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Schwantner
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly, Kitoh Grey
Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally
Hearing Site: New York, NY
| | $0 |
| 10-04845 | 11/25/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kevin Kelly
Respondent Lawyers(s): Maureen S. Binetti
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
| | $0 |
