08-02804 | 07/08/2010 | Claimant(s): Alabama Reinsurance Trust Fund Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Irving M. Shlesinger, Stanley W. Foy, Stephen Edward Cundiff Hearing Site: Birmingham, AL
| | $0 |
09-01290 | 07/08/2010 | Claimant(s): Maury Bronstein, IRA Claimant Lawyers(s): Dale Ledbetter Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Christopher Lazarini Arbitrator(s): James A. Blalock, Mary E. Woytek, Dineo Coleman Gary Hearing Site: Memphis, TN
| | $300 |
09-04377 | 07/08/2010 | Claimant(s): Henry Stern, Joyce Greer Stern Claimant Lawyers(s): Richard M. Zaroff Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney Hearing Site: New York, NY
| | $0 |
09-06561 | 07/08/2010 | Claimant(s): Steven Hara, Ruth Hara and James Hara Trusts Claimant Lawyers(s): Steve Hara Respondent(s): Jay Kelter, Jerome Kelter Respondent Lawyers(s): Jason S. Haselkorn, Jerome Kelter Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA
| | $213 |
09-06125 | 07/07/2010 | Claimant(s): Ann Lorenz Claimant Lawyers(s): Ann Marie (Staci) Lorenz Respondent(s): Morgan Stanley Respondent Lawyers(s): Daniel Derechin Arbitrator(s): Phillip I. Finkelstein Hearing Site: Minneapolis, MN
| | $213 |
09-04186 | 07/06/2010 | Claimant(s): Gordon Church, Kyle Church, The Trust U/W Margaret P. Barnett Claimant Lawyers(s): Edward J. Dovin Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Perry Lee Taylor, Daniel E. Gulden, Brock Bingham Gordon Hearing Site: Atlanta, GA
| | $0 |
09-01829 | 07/02/2010 | Claimant(s): Leo Steck, Mary Steck, The Leo A. Steck Trust, The Mary L. Steck EAL Trust,, The Mary L. Steck Rev Trust, The Mary L. Steck VFL Trust,, The Sally P. Limbert Trust Claimant Lawyers(s): Sherri C. Strand Respondent(s): James McClellan Respondent Lawyers(s): James Steele McClellan Arbitrator(s): Thomas J. Ray, Keith E. Mattern, William Stark Port Hearing Site: St. Louis, MO
| | $382,550 |
09-04606 | 07/02/2010 | Claimant(s): Anne Carmichael, Rev. Trust of Donald Carmichael Claimant Lawyers(s): Adam T. Rabin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patricia Morales Christiansen Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marc Scott Shapiro Hearing Site: Boca Raton, FL
| | $90,000 |
09-00558 | 07/02/2010 | Claimant(s): Carl Noble, Sandra Noble Claimant Lawyers(s): Laurence M. Landsman Respondent(s): Theodore Williams, Howe Barnes Hoefer & Arnett. Respondent Lawyers(s): David A. Genelly Arbitrator(s): James D. Adducci, Louis M. Skydell, Susan L. Walker Hearing Site: Chicago, IL
| | $0 |
09-01548 | 07/02/2010 | Claimant(s): John Weber, Stab Holdings Claimant Lawyers(s): Peter S. Christiansen, Richard E. Tanasi Respondent(s): Thomas Weisel Partners LLC Respondent Lawyers(s): Gilbert R. Serota Arbitrator(s): Vernon Barnum, Linda Jane Jones, R. Peter Faris Hearing Site: Las Vegas, NV
| | $0 |