| 10-04364 | 08/31/2012 | Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
|  | Expungement |
| 10-00100 | 08/30/2012 | Claimant(s): Jacqueline Chibbaro
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Philip Quigley
Respondent Lawyers(s): John Fialcowitz
Arbitrator(s): Bernard Herman, Court O. Anderson, Arthur Peter Bedrosian
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-01658 | 08/30/2012 | Claimant(s): Louie B. Cowan and Ruby A. Cowan
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Richard J. Stall
Hearing Site: Birmingham, AL
| | $23,983 |
| 11-00325 | 08/30/2012 | Claimant(s): Martin Brookes
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ivar Jones, Matthew Dolan, Ameritas Investment Corp.
Respondent Lawyers(s): Kavya Mohankumar
Arbitrator(s): Frank R Weaver, David R. Finch, Mark R. Topper
Hearing Site: San Francisco, CA
| | Expungement |
| 11-00626 | 08/30/2012 | Claimant(s): Joan Kushner, Michael and Elizabeth Eggiman Living Tru
Claimant Lawyers(s): Paul H. Trinchero
Respondent(s): Wedbush Securities Inc., Scott Sideras, William Richardson
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): F. Richard Middaugh, Mark Lee Haggard, Charles Edward Corrigan
Hearing Site: Portland, OR
| | $329,239 |
| 11-02113 | 08/30/2012 | Claimant(s): Kathleen Johnston, Richard Johnston
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Alicia McGovern, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
| | Expungement |
| 10-02760 | 08/28/2012 | Claimant(s): Bernard Witkin, Sharon Witkin, Bernard Witkin IRA, Sharon E. Witkin IRA
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Citigroup Global Markets., Morgan Stanley & Co.
Respondent Lawyers(s): Debra (Volland) Achkire, Joseph L. Calabrese
Arbitrator(s): Richard M. Reider, Marilyn R. Lewis, Matthew Maurice Wolf
Hearing Site: Denver, CO
| | Expungement |
| 10-05078 | 08/28/2012 | Claimant(s): MorseLife Foundation.
Claimant Lawyers(s): Steven M. Katzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Company, FSB
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Roy B. Gonas, Jeanne Charles Wood, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02568 | 08/28/2012 | Claimant(s): Herman Shine, Marianne Shine
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Wells Fargo Investments, Patrick Briggs, Ray Seewer, Stephen Seewer
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): James N. D'Orso, Edwin C. Shiver, Herbert L. Brown
Hearing Site: San Francisco, CA
| | Expungement |
| 11-04281 | 08/28/2012 | Claimant(s): Melody Thayer
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | $95,047 |
