| 15-01526 | 04/12/2016 | Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
|  | $0 |
| 12-03692 | 04/11/2016 | Claimant(s): Herbert Madan, Herbert S. Madan Revocable Trust UAD Apr
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jen Machlin
Arbitrator(s): John P. Wilson, Linda M. McCoy, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
| | Expungement |
| 14-01687 | 04/11/2016 | Claimant(s): Charles Lieberman
Claimant Lawyers(s): Jessica Levine
Respondent(s): Joan and Todd Donahue
Respondent Lawyers(s): Todd Donohue
Arbitrator(s): Clifford A. Harwick, Joan M. Traub, Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
| 15-00707 | 04/08/2016 | Claimant(s): Estate of Florence Levine
Claimant Lawyers(s): Michael D. Handelsman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): John A. Scudiero, Robert S. Getman, Michael F. Greco
Hearing Site: Newark, NJ
| | Dismissed by Rule 12504 |
| 15-01911 | 04/08/2016 | Claimant(s): Leon Kuefler
Claimant Lawyers(s): Jennifer L. Tarr
Respondent(s): John Lowry, Kim Monchik, Robert Tractenberg, Spartan Capital Securities
Respondent Lawyers(s): Melissa Curvino, Robert Tractenberg
Arbitrator(s): Christine C. DeMoss
Hearing Site: Minneapolis, MN
| | $42,142 |
| 15-00372 | 04/08/2016 | Claimant(s): Ileane Scopinsky, Sheldon Scopinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Leah G. Rabinowitz, Rena E. Grossfield, James S. Hazard
Hearing Site: New York, NY
| | $0 |
| 15-02692 | 04/08/2016 | Claimant(s): Lary Bocquin
Claimant Lawyers(s): Lary J. Bocquin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Terry F. Peppard
Hearing Site: Rapid City, SD
| | $425 |
| 15-00180 | 04/07/2016 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter
Hearing Site: Jacksonville, FL
| | $300 |
| 15-01617 | 04/07/2016 | Claimant(s): Helen Huber
Claimant Lawyers(s): Dennis Huber
Respondent(s): Wells Fargo Advisors Financial Network, David Boliver
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $600 |
| 14-02889 | 04/06/2016 | Claimant(s): Rodney Hell
Claimant Lawyers(s): Christian Sande
Respondent(s): Alan Luttman, Joni Spaeth, Michael Braddy, Roger Hubley, NetWorth Asset Management., Prospera Financial Services.
Respondent Lawyers(s): Christopher B. Trowbridge, Elizabeth P. Ridley, Jonathan M. Harris
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
| | Expungement |
