| 15-03282 | 08/18/2016 | Claimant(s): Stephen McCourt
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Labron Toles, Sonya Still
Respondent Lawyers(s): Labron Manosa Toles, Marc S. Gottlieb
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
|  | $300 |
| 16-00171 | 08/18/2016 | Claimant(s): Edward Cohen, Judith Cohen
Claimant Lawyers(s): Edward Cohen
Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
| | $0 |
| 15-02778 | 08/17/2016 | Claimant(s): James Ross
Claimant Lawyers(s): James E. Ross
Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners
Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor
Arbitrator(s): Paul A. Auerbach
Hearing Site: Providence, RI
| | $300 |
| 13-02621 | 08/16/2016 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Joe Kronawitter
Respondent(s): Daniel Allen, David Boling, James Roy, Morgan Keegan & Company., Richard Murray, William Thompson
Respondent Lawyers(s): Ben Suter, Joseph L. Hood
Arbitrator(s): William M. Howard, Delores Manwar, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-00570 | 08/15/2016 | Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 12-03077 | 08/12/2016 | Claimant(s): Debra Quinn, P. Quinn, P. Daniel Quinn and Debra R. Quinn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gary M. Landau, Daniel P. Lund, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01699 | 08/12/2016 | Claimant(s): Hoang Vu
Claimant Lawyers(s): Hoang Huy Vu
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $0 |
| 16-00506 | 08/12/2016 | Claimant(s): Damon Binder
Claimant Lawyers(s): David Meyer
Respondent(s): Anthony Fusco, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Susan M. Thevenet
Hearing Site: Des Moines, IA
| | $50,600 |
| 15-00015 | 08/11/2016 | Claimant(s): Suzanne Rickwal
Claimant Lawyers(s): Alan Gilmore
Respondent(s): J.H. Darbie & Co..
Respondent Lawyers(s): N. Ari Weisbrot
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
| | $0 |
| 15-00398 | 08/10/2016 | Claimant(s): Dan Malauskas, Sharon Malauska
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anastasios Belesis, Baris Cabalar, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Thomas J. McCabe, Tom Belesis
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Stipulated Award |
