| 15-01392 | 09/26/2016 | Claimant(s): Michael Wolf
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
|  | $225 |
| 15-01906 | 09/23/2016 | Claimant(s): Mario Marelli, Sara Lord
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley, Michael Glovas
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Pamela H. Roderick, Leslie Ruth Nydick, Veronica Ann Williams
Hearing Site: New York, NY
| | $300 |
| 15-02476 | 09/23/2016 | Claimant(s): Patricia White, William White, The White Living Trust Dated 3/14/1989
Claimant Lawyers(s): David Harrison
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Kendra Canape
Arbitrator(s): Kenneth E. Owen, Joseph Francis Young, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
| 15-03032 | 09/23/2016 | Claimant(s): Joseph DeBlasi
Claimant Lawyers(s): Joseph DeBlasi
Respondent(s): Edward Stockton, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | $50 |
| 16-00252 | 09/23/2016 | Claimant(s): Sharon Polk-Sadownik
Claimant Lawyers(s): Sharon Polk-Sadownik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $3,396 |
| 15-02045 | 09/22/2016 | Claimant(s): Anthony DiRuzzo, Theresa DiRuzzo
Claimant Lawyers(s): Anthony J. DiRuzzo
Respondent(s): Tiaa-cref Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Diane Ciccone, Paul A. Auerbach, Thomas Matthew Madden
Hearing Site: Providence, RI
| | $0 |
| 15-01033 | 09/21/2016 | Claimant(s): Kent Hale, Kent Hale IRA
Claimant Lawyers(s): H. Grady Terrill
Respondent(s): Robert Yasnis, Buckman, Buckman & Reid.
Respondent Lawyers(s): Lawrence R. Gelber, Michael D. Handelsman
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 14-02429 | 09/19/2016 | Claimant(s): William Langfan
Claimant Lawyers(s): William K. Langfan
Respondent(s): Citigroup Global Markets., Morgan Stanley, Scott Sade
Respondent Lawyers(s): George D. Sullivan, Peter B. King
Arbitrator(s): Allen Kilik, Lisa Marie Macci, Steven G. Montesi
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01983 | 09/16/2016 | Claimant(s): Jonette Lindberg
Claimant Lawyers(s): Jonette Lindberg
Respondent(s): Jean Couturier, J.P. Morgan Securities
Respondent Lawyers(s): Patrick King
Arbitrator(s): Kimberly A. Gilmour, Alise Johnson, Robert Eugene Doyle
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-02273 | 09/16/2016 | Claimant(s): Melissa Glisson, Timothy Glisson
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): John Wolle
Respondent Lawyers(s): John Fredrick Wolle
Arbitrator(s): Michael J. Meeusen
Hearing Site: Syracuse, NY
| | $86,485 |
