| 18-00867 | 08/20/2018 | Claimant(s): Shirley Bonaventure
Claimant Lawyers(s): Kim Segura Landry
Respondent(s): Ann Singleton
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
|  | $213 |
| 17-03449 | 08/17/2018 | Claimant(s): Robin Tooker
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
| | $48,711 |
| 17-00403 | 08/16/2018 | Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
| | Expungement |
| 16-03575 | 08/16/2018 | Claimant(s): Cheryl Frank, Jonathan Frank
Claimant Lawyers(s): Jonathan Alan Frank
Respondent(s): Morgan Stanley, Mark Milligan
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Elliot B. Platt, Doris J. Dabrowski, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-01095 | 08/16/2018 | Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $301,423 |
| 18-00763 | 08/16/2018 | Claimant(s): Edward Bertram, Marilyn Bertram
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Garland James, Ronald Richer, Garden State Securities.
Respondent Lawyers(s): Garland Sean James, Robert I. Rabinowitz
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
| | $25,600 |
| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying
Claimant Lawyers(s): Ganpu Ying
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | $0 |
| 16-01991 | 08/15/2018 | Claimant(s): Douglas Gordon, Patricia Gordon
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02836 | 08/15/2018 | Claimant(s): John Riley, Jyoti Riley, Blenheim Companies LLC, Jyoti Riley IRA Account, John and Jyoti Riley Joint Account, J&J Family L.P.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Raymond P. Buschmann, Alan Barinholtz, Mark W Solock
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 17-00062 | 08/13/2018 | Claimant(s): Guy Gannett Trust FBO Corson/Williams, Guy Gannett Trust FBO J. Gannett, et al
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Richard J. Fuller, Elizabeth A. Townes, Sydney E. Blum
Hearing Site: Tampa, FL
| | Expungement |
