17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Theodore R. Bynum Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond Hearing Site: New York, NY
| | Expungement |
17-02183 | 07/24/2019 | Claimant(s): Josephine Zanoni, Richard Zanoni, The Zanoni Family Trust Claimant Lawyers(s): Jonathan Kurta Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt Arbitrator(s): Carole L. Green, David John Reilly, Mitchell Regenbogen Hearing Site: New York, NY
| | Expungement |
17-00106 | 07/23/2019 | Claimant(s): Woebbeking Enterprises, Ltd. Claimant Lawyers(s): Jennifer Tarr Respondent(s): Antonio Costanzo Respondent Lawyers(s): Antonio Costanzo Arbitrator(s): Tracy L. Allen Hearing Site: Des Moines, IA
| | $84,475 |
19-00093 | 07/23/2019 | Claimant(s): Brandan Terkel Claimant Lawyers(s): Brandan Terkel Respondent(s): TD Ameritrade., TD Securities (USA) LLC Respondent Lawyers(s): Amanda Wright, Julian W. Friedman Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA
| | $0 |
16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al Claimant Lawyers(s): Richard A. Lewins Respondent(s): Christopher Anthony Respondent Lawyers(s): Christopher Paul Anthony Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston Hearing Site: Dallas, TX
| | $50,000 |
18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon Claimant Lawyers(s): Thomas Bardon Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tanya S. Lambrechts Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
| | Expungement |
18-02396 | 07/19/2019 | Claimant(s): Fabio della Sala Claimant Lawyers(s): Fabio della Sala Respondent(s): Alberto Ottaviani, Anatole Forostenko Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Robert E. Anderson, Howard Alan Grinsberg, Thomas M. Flohr Hearing Site: New York, NY
| | $40,000 |
18-02864 | 07/18/2019 | Claimant(s): Michael Merida Claimant Lawyers(s): Kevin P. Conway Respondent(s): Matthew Eckstein Respondent Lawyers(s): Matthew Evan Eckstein Arbitrator(s): Ted M. Rosen, Anthony Michael Sabino, Martin A. Edelstein Hearing Site: New York, NY
| | $200,000 |
17-01369 | 07/18/2019 | Claimant(s): Ajay Ahuja, Nicholas Ahuja, Dr. Ajay Ahuja Deutsche Bank IRA Account Claimant Lawyers(s): David E.. Robbins Respondent(s): Deutsche Bank Securities., David Fleming, Stifel, Nicolaus & Co.., Sterne, Agee & Leach. Respondent Lawyers(s): David Wilson Fleming, Richard H. Kuhlman, Toby S. Soli Arbitrator(s): Rory M. McLaughlin, Steven C. Kasarda, Suzanne L. Ulicny Hearing Site: New York, NY
| | $793,605 |
18-02840 | 07/18/2019 | Claimant(s): Melrose Whittaker Claimant Lawyers(s): Melrose Endolyn Whittaker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Wiley Arbitrator(s): Bruce K. Isenberg, S. Ronald Daniels, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $0 |