| 17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
|  | Expungement |
| 17-02183 | 07/24/2019 | Claimant(s): Josephine Zanoni, Richard Zanoni, The Zanoni Family Trust
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt
Arbitrator(s): Carole L. Green, David John Reilly, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 17-00106 | 07/23/2019 | Claimant(s): Woebbeking Enterprises, Ltd.
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Antonio Costanzo
Respondent Lawyers(s): Antonio Costanzo
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | $84,475 |
| 19-00093 | 07/23/2019 | Claimant(s): Brandan Terkel
Claimant Lawyers(s): Brandan Terkel
Respondent(s): TD Ameritrade., TD Securities (USA) LLC
Respondent Lawyers(s): Amanda Wright, Julian W. Friedman
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
| | $0 |
| 16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston
Hearing Site: Dallas, TX
| | $50,000 |
| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02396 | 07/19/2019 | Claimant(s): Fabio della Sala
Claimant Lawyers(s): Fabio della Sala
Respondent(s): Alberto Ottaviani, Anatole Forostenko
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Howard Alan Grinsberg, Thomas M. Flohr
Hearing Site: New York, NY
| | $40,000 |
| 18-02864 | 07/18/2019 | Claimant(s): Michael Merida
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Ted M. Rosen, Anthony Michael Sabino, Martin A. Edelstein
Hearing Site: New York, NY
| | $200,000 |
| 17-01369 | 07/18/2019 | Claimant(s): Ajay Ahuja, Nicholas Ahuja, Dr. Ajay Ahuja Deutsche Bank IRA Account
Claimant Lawyers(s): David E.. Robbins
Respondent(s): Deutsche Bank Securities., David Fleming, Stifel, Nicolaus & Co.., Sterne, Agee & Leach.
Respondent Lawyers(s): David Wilson Fleming, Richard H. Kuhlman, Toby S. Soli
Arbitrator(s): Rory M. McLaughlin, Steven C. Kasarda, Suzanne L. Ulicny
Hearing Site: New York, NY
| | $793,605 |
| 18-02840 | 07/18/2019 | Claimant(s): Melrose Whittaker
Claimant Lawyers(s): Melrose Endolyn Whittaker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Wiley
Arbitrator(s): Bruce K. Isenberg, S. Ronald Daniels, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
