| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
|  | Expungement |
| 14-00274 | 04/17/2015 | Claimant(s): David Lessing
Claimant Lawyers(s): David A. Lessing
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $38 |
| 13-01777 | 01/14/2015 | Claimant(s): Lois Keryluk, Walter Keryluk, Walter & Lois Keryluk REV TR
Claimant Lawyers(s): Jeffrey M Salas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas Joseph Atkinson, Alan E. Linden, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | Expungement |
| 13-01134 | 12/02/2014 | Claimant(s): Laveranues Coles
Claimant Lawyers(s): Richard J. Lantinberg
Respondent(s): Peggy Lee, Robert Konrad
Respondent Lawyers(s): David R. Chase, Peggy Ann Lee
Arbitrator(s): Thomas Joseph Atkinson, Robert S. Anderson, Robert G. Bannon
Hearing Site: Orlando, FL
| | Expungement |
| 14-00996 | 11/10/2014 | Claimant(s): John Halder
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $0 |
| 13-01026 | 10/14/2014 | Claimant(s): Lynda Riker for Estate of Robert Riker
Claimant Lawyers(s): Garry J. Rhoden
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
| | Expungement |
| 13-02941 | 09/18/2014 | Claimant(s): Russell Hartung IRRA, Joan C. Hartung Trust J U/A DTD 07/06/93
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Thomas Joseph Atkinson, Floyd Edward Roberts, Alan E. Linden
Hearing Site: Orlando, FL
| | Expungement |
| 13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
| | Expungement |
| 12-03840 | 09/17/2014 | Claimant(s): Volker Gallichio
Claimant Lawyers(s): William B. Young
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter D. Schiff
Arbitrator(s): Ronald W. Devoe, Stuart K. Furman, Patrick George Barclay
Hearing Site: Orlando, FL
| | $40,000 |
| 13-02712 | 09/17/2014 | Claimant(s): Cynthia Capozzoli, Frank Capozzoli
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert R. Warchola
Arbitrator(s): Edith N. Dinneen
Hearing Site: Orlando, FL
| | $88,394 |
