13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
13-01572 | 04/23/2015 | Claimant(s): F. Gardner, Jeffrey Lane, Shapiro Family Trust, Sunita Kumar Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Vincent J. Natoli, Robert E. Jenks, Joseph L. Hagan Hearing Site: Los Angeles, CA
| | Expungement |
14-03546 | 12/26/2014 | Claimant(s): Joe Solarsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp Claimant Lawyers(s): Benjamin H Kwon Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli Hearing Site: Los Angeles, CA
| | $0 |
11-03229 | 04/09/2013 | Claimant(s): NNN One Chesterfield Place 36, NNN St. Charles 5., Sharyl J. Lee, individually and as Sole Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Centaurus Financial. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Neil S. Jasper, Vincent J. Natoli, Robert Alan Merring Hearing Site: Los Angeles, CA
| | Expungement |
11-00395 | 12/14/2012 | Claimant(s): Michael Sorochinsky, Michael & Lauren Sorochinksky Fam Trust, Werbin Family Trust dtd 10/20/92 Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea Greene Arbitrator(s): Howard A. Emirhanian, Vincent J. Natoli, George L. Tindall Hearing Site: Los Angeles, CA
| | Expungement |
11-01909 | 05/25/2012 | Claimant(s): Rose Kramer, Stanley Kramer, DRG Hendersonville TIC 13 LLC, TIC Ren Meadowlands 31, Mayer & Rose Kramer Inter Vivos Trst Ame, Mayer & Rose Kramer Inter Vivos Trust Claimant Lawyers(s): Jonah A. Toleno Respondent(s): Amy Grindstaff, Dale Hall, David Smith, Jeffrey Pridey, Kathleen Heshelow, Larry Behrends, Lawrence Lambert, Michelle Langer, Robert Tweed, Ronald Ellis, Capwest Securities., MAM Securities Respondent Lawyers(s): Corporate Officer, David L. Smith, H Thomas Fehn, Keith E. Grindstaff, Larry Ivan Behrends, Robert C. Rosen Arbitrator(s): Vincent J. Natoli, Robert F. Saint-Aubin, W. Alex King Hearing Site: Los Angeles, CA
| | $334,000 |
10-01149 | 06/10/2011 | Claimant(s): Ellen Brown Claimant Lawyers(s): Marc I. Zussman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Neuberger Berman LLC Respondent Lawyers(s): Mitchell Albert, Tara A. LaClair Arbitrator(s): Herbert Leslie Greenberg, Vincent J. Natoli, Daniel R. Brush Hearing Site: Los Angeles, CA
| | $0 |
08-02014 | 10/15/2010 | Claimant(s): Sean Greene Claimant Lawyers(s): Steven D. Toskes Respondent(s): Dennis Devaney, United Capital Asset Management, United Capital Markets. Respondent Lawyers(s): Joseph E. Floren Arbitrator(s): Chester L. Firestein, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | Expungement |
09-00405 | 01/29/2010 | Claimant(s): J. Benefield, Mary Benefield, The Benefield Family Trust Claimant Lawyers(s): Martin B. Greenbaum, Ron Miller Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Vincent J. Natoli, Ronald F. Rybandt, Steven J. Feldman Hearing Site: Los Angeles, CA
| | $366,840 |