FINRA Awards for Vincent J. Natoli

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00901	11/22/2019	Claimant(s): Yong Kim Claimant Lawyers(s): Ken Levine Respondent(s): Eul Choi, Kyung Cho, SH Investment & Securities Respondent Lawyers(s): Marc A. Oliver, Robert K. Lu Arbitrator(s): Vincent J. Natoli, Alan M. Rosen, Rosalind Anne Salzman Hearing Site: Los Angeles, CA
10-00540	10/21/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kirstin E. Muller Respondent(s): Wedbush Securities Inc., Michael Hornkohl, Robert Brown Respondent Lawyers(s): John Stenson Arbitrator(s): David J. Romanski, Vincent J. Natoli, Michael M. Hachigian Hearing Site: Los Angeles, CA
12-02201	08/26/2014	Claimant(s): Bradley Berdow, Christopher Crowson Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich Hearing Site: Los Angeles, CA
13-00260	10/01/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Payne L. Templeton Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert Respondent Lawyers(s): James O'Brien Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA		Expungement