| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny
Hearing Site: New York, NY
|  | Expungement |
| 20-03649 | 10/12/2021 | Claimant(s): Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca IRA, Dennis Mosca & Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca TOD
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Briana K. Huffer
Arbitrator(s): Howard D. Jacob, Ann Judith Gellis, Kerry-Ann Austin
Hearing Site: New York, NY
| | Expungement |
| 16-00208 | 02/02/2017 | Claimant(s): Linda Hennessy
Claimant Lawyers(s): John Newman
Respondent(s): Morgan Stanley, William Agresti
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard D. Jacob, Ernesto V. Luzzatto, Stephen J. Patti
Hearing Site: New York, NY
| | $0 |
| 14-03122 | 12/22/2016 | Claimant(s): Alastair Short
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Howard D. Jacob, John F. Duane, Clarence Smith
Hearing Site: New York, NY
| | Expungement |
| 15-00011 | 12/14/2015 | Claimant(s): Pamela Averick, Averick Financial LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machinski
Arbitrator(s): Joseph J. Arata, Howard D. Jacob, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 13-03120 | 06/22/2015 | Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker
Hearing Site: New York, NY
| | Expungement |
| 14-00568 | 12/02/2014 | Claimant(s): Lewis Pizzulli
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 13-03087 | 10/24/2014 | Claimant(s): Beverly S. Krosky
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Howard D. Jacob, Kevin P. Feerick, Robert Clifford Boneberg
Hearing Site: New York, NY
| | Expungement |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 11-02196 | 09/05/2012 | Claimant(s): Margaret Hill
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Howard D. Jacob, Alida D. Camp, Howard S. Quinn
Hearing Site: New York, NY
| | $1,471,190 |
