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FINRA Awards for Howard D. Jacob

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Displaying 10 out of 35 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0263805/30/2024Claimant(s): Martin Walcoe
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes
Hearing Site: New York, NY
22-0042710/26/2022Claimant(s): Brian Gagnon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gilder Gagnon Howe & Co. LLC
Respondent Lawyers(s): Elizabeth Curran
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
22-0008610/24/2022Claimant(s): Cesar Colis Vidal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
22-0064810/11/2022Claimant(s): David Loeb
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
21-0241207/28/2022Claimant(s): Siddarth Reddy
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Michael S. Segal
Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria
Hearing Site: New York, NY
20-0308404/16/2021Claimant(s): Kevin Wilson
Claimant Lawyers(s): John D. Stewart
Respondent(s): Laidlaw and Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
20-0050310/27/2020Claimant(s): James Ahern
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
20-0135910/21/2020Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
20-0066009/18/2020Claimant(s): Daniel Nawrocki
Claimant Lawyers(s): John D. Singer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
19-0302207/24/2020Claimant(s): Daniel Dvorznak
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates.
Respondent Lawyers(s): James Dolan, Timothy Treble
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY

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