| 12-03915 | 10/22/2013 | Claimant(s): John Noble
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Michael O'Brien, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
|  | Expungement |
| 12-03415 | 10/11/2013 | Claimant(s): Thomas Giusto
Claimant Lawyers(s): Troy Greenfield
Respondent(s): Christina Price, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant, Wendy L. Harris, James John Jurinski
Hearing Site: Portland, OR
| | Expungement |
| 12-02772 | 10/10/2013 | Claimant(s): Ann Bailey
Claimant Lawyers(s): Shauna Wright
Respondent(s): Robert Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman
Hearing Site: Dallas, TX
| | $263,950 |
| 12-00388 | 10/03/2013 | Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones
Respondent Lawyers(s): Charles A. Hammaker
Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader
Hearing Site: Dallas, TX
| | Expungement |
| 11-04666 | 10/03/2013 | Claimant(s): Phyllis Worthen
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Edward Jones
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): R. Lee Britton Jr., Donald K. Eckhardt, Oren L. Connaway
Hearing Site: Houston, TX
| | $0 |
| 12-01999 | 08/19/2013 | Claimant(s): Lee Sexton
Claimant Lawyers(s): Martin T. Fletcher
Respondent(s): Scott Cook, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
| | Expungement |
| 09-06692 | 08/14/2013 | Claimant(s): Estate of Frederick J. Eickhoff
Claimant Lawyers(s): Harvey C. Shapiro
Respondent(s): Edward Jones
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Peter A. Goldman, Lewis M. Smith, George F. Adams
Hearing Site: Albany, NY
| | $0 |
| 12-02829 | 08/05/2013 | Claimant(s): John Morrow
Claimant Lawyers(s): John C. Morrow
Respondent(s): Terry Jones, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller
Hearing Site: Jackson, MS
| | $0 |
| 12-00899 | 06/06/2013 | Claimant(s): Joyce Selvig
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Fidelity Brokerage Services LLC, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, John Starnes
Arbitrator(s): Henry G. Nothnagel, Marilee Roberg, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 12-01219 | 06/03/2013 | Claimant(s): Marilee Swanson, Marilee D. Swanson Roth IRA, Marilee D. Swanson Trust
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Douglas J. Nesbit, Brett W. Olander, Jerome B. Simon
Hearing Site: Minneapolis, MN
| | $0 |
