| 20-01177 | 01/19/2024 | Claimant(s): Cecilia De Oliveira
Claimant Lawyers(s): David Miller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-03552 | 07/21/2021 | Claimant(s): Angela Evans
Claimant Lawyers(s): Angela P. Evans
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Henry Martin Klausman
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | Expungement |
| 20-01456 | 05/10/2021 | Claimant(s): Leonard Bejger
Claimant Lawyers(s): Leonard James Bejger
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $300 |
| 20-00687 | 04/21/2021 | Claimant(s): Laurie LaRoche
Claimant Lawyers(s): David Miller
Respondent(s): James McPherson, Sandlapper Securities, Llc
Respondent Lawyers(s): James Dwight McPherson, Trevor L. Gordon
Arbitrator(s): Steven Ira Weinberger, Randy Atlas, Margo Leslie Green
Hearing Site: Boca Raton, FL
| | $125,000 |
| 19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason
Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): David Luger, Kevin H. Lewis
Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
| | $4,646,560 |
| 20-00402 | 03/02/2021 | Claimant(s): John Miller
Claimant Lawyers(s): John Stephen Miller
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | $213 |
| 20-01540 | 02/26/2021 | Claimant(s): Alison Hawk, Robert Hawk
Claimant Lawyers(s): Robert Frank Hawk
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | $300 |
| 20-02276 | 01/21/2021 | Claimant(s): Linda Willson
Claimant Lawyers(s): Linda Stout Willson
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $300 |
| 19-03747 | 11/18/2020 | Claimant(s): George Neill, Linda A. Neill
Claimant Lawyers(s): George Neill
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Stephen D. Councill
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | $0 |
| 19-03001 | 07/13/2020 | Claimant(s): Wanda Hawk
Claimant Lawyers(s): Wanda C. Hawk
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
