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FINRA Awards for David Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0088901/07/2019Claimant(s): David Miller
Claimant Lawyers(s): Timothy Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD
16-0186602/07/2017Claimant(s): David Miller
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood
Hearing Site: Atlanta, GA
09-0591608/05/2010Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA

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