| 12-03245 | 12/05/2014 | Claimant(s): Robert Schneider, RBB
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi, Senior Counsel
Arbitrator(s): Carl Shechter, Don R. Harris, Herbert Branitsky
Hearing Site: Boca Raton, FL
|  | Expungement |
| 13-02265 | 12/01/2014 | Claimant(s): Irmgard Geddes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206/12504 |
| 12-03168 | 11/10/2014 | Claimant(s): Ari Golan
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Bernard A. Becker, Lawrence S. Silver, Thomas Roy Spencer
Hearing Site: Miami, FL
| | Expungement |
| 12-01019 | 08/15/2014 | Claimant(s): Trt Agrt # 15437-5, Banco Nacional TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): James W. Geiger, Paul J. Burkhart, Harris Gally
Hearing Site: Miami, FL
| | $4,500,000 |
| 11-04247 | 01/10/2014 | Claimant(s): Scott Stephens, Tanya Stephens, S.Stephens next friend Conner Stephens, Wilbert J. Stephens, Jr Testamentary, Jr. Testamentary
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip P. Rummel, Walter J. Wylie, Richard Djokic
Hearing Site: New Orleans, LA
| | $290,999 |
| 12-02715 | 12/04/2013 | Claimant(s): J Goldsmith, Katherine Goldsmith
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Monica I. Salis, Steven Ira Weinberger, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01845 | 10/04/2013 | Claimant(s): Herbert Kava
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz, Senior Counsel
Arbitrator(s): Stuart Harvey Ziegler, Scott Manker
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03244 | 05/31/2013 | Claimant(s): Robert Adams
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Monica I. Salis
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 11-03927 | 05/29/2013 | Claimant(s): Linda Rupp, Russell Rupp
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joel M. Wertman
Arbitrator(s): Robert J. Buchner, Philip L. Manczak, Kenneth Herbert Mitchell
Hearing Site: Ft. Lauderdale, FL
| | $735,367 |
| 11-03762 | 05/28/2013 | Claimant(s): Robert Scott, Family Trust FBO Gregory Scott, Florida Qualified Personal Resident Trus, Gregory Scott Tee of Robert W. Scott, Jr, R. Scott, Jr. Grandchildren Spray Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Linda M. Granata, Richard J. Kaplan, Carlos E. Ayala
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
