23-00800 | 09/04/2024 | Claimant(s): Lin Ren Claimant Lawyers(s): Caleb Kruckenberg Respondent(s): Truist Investment Services., Yeoshen Tsui, Yu Tang Respondent Lawyers(s): Joseph C. Coates, III Arbitrator(s): Daniel J. Donovan, Larry E. Ray, Geoffrey A. Drucker Hearing Site: Baltimore, MD
| | Expungement |
22-02343 | 06/16/2023 | Claimant(s): John Moore Claimant Lawyers(s): John H. Moore Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |
22-00487 | 05/02/2023 | Claimant(s): Napoleon Bonds Claimant Lawyers(s): Napoleon James Bonds Respondent(s): TradeStation Securities. Respondent Lawyers(s): Steven M. Greenbaum Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Brian James Crepeau Hearing Site: Baltimore, MD
| | $0 |
21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe Claimant Lawyers(s): Aleaha N. Jones Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks Hearing Site: Baltimore, MD
| | $100,625 |
19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell Claimant Lawyers(s): Thomas C. Costello Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner Hearing Site: Baltimore, MD
| | $244,344 |
21-00584 | 07/08/2022 | Claimant(s): Joann Rosellini, Estate of Alexander V. Rosellini Claimant Lawyers(s): Thomas Costello Respondent(s): National Securities Corporation, John Moy Respondent Lawyers(s): Fred N. Knopf, Jennifer R. Willey Arbitrator(s): Lawrence E. Dube, Josephia Rouse, Elizabeth Varner Hearing Site: Baltimore, MD
| | Expungement |
19-03404 | 03/21/2022 | Claimant(s): Frank B Hannah Sr. Claimant Lawyers(s): Luke Rommel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Truitt Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Daniel J. Donovan, Richard E. Lauziere, Tina E. Patterson Hearing Site: Baltimore, MD
| | Expungement |
19-03232 | 01/13/2022 | Claimant(s): Amy Wister, Cindy Konits, Gail Friedler, Gordon Boone, Milan Wister, Philip Konits, Richard Friedler, Stanley Friedler Claimant Lawyers(s): Daniel Miller Respondent(s): Coleman Devlin, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Steven Irving Platt, Betty Ann Stemley, Beata Gruszecka Hearing Site: Baltimore, MD
| | $0 |
20-01787 | 08/23/2021 | Claimant(s): Allison Walk, Stephen Walk Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Lawrence E. Dube, Peter H. Goldberg, Anitra Oluonye Hearing Site: Baltimore, MD
| | $405,000 |
19-03835 | 08/10/2021 | Claimant(s): Fred Militello, Jeannette Militello, Daniella Militello, Giuliano Militello, Matthew Militello Claimant Lawyers(s): William N. Butler Respondent(s): Brandon Williams Respondent Lawyers(s): Brandon J. Williams Arbitrator(s): Thomas J. Dolina, Alan Robert Malasky, Catherine Esther Bocskor Hearing Site: Baltimore, MD
| | $0 |