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FINRA Awards for Allison Walk

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0178708/23/2021Claimant(s): Allison Walk, Stephen Walk
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Lawrence E. Dube, Peter H. Goldberg, Anitra Oluonye
Hearing Site: Baltimore, MD
Checkmark Icon$405,000

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