21-01196 | 11/29/2022 | Claimant(s): Edward Abrams, Hildie Abrams, Edward Abrams IRA, Hildie Abrams IRA Claimant Lawyers(s): Edward Adams Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Rebecca Sone O'Rourke Hearing Site: Denver, CO
| | Expungement |
19-02374 | 03/07/2022 | Claimant(s): J. Leland Langston Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Reid & Rudiger LLC Respondent Lawyers(s): Joel S. Forman Arbitrator(s): Donald N. Tolin, Thomas R. Bromberg, Julie Judith Lurman Joly Hearing Site: Denver, CO
| | Expungement |
18-02516 | 11/15/2021 | Claimant(s): Estate of David McOllough Claimant Lawyers(s): Thomas J. Radio Respondent(s): Edward Jones Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
| | Expungement |
18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs Claimant Lawyers(s): Jason J. Kane Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley Hearing Site: Denver, CO
| | Expungement |
18-03853 | 11/25/2019 | Claimant(s): John Winans Claimant Lawyers(s): James S. Helfrich Respondent(s): Michael Fassi, Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz Hearing Site: Denver, CO
| | $0 |
18-02485 | 07/11/2019 | Claimant(s): Donald Rensch Claimant Lawyers(s): David Neuman Respondent(s): Travis Hudak Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher Hearing Site: Salt Lake City, UT
| | $0 |
17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE
| | Expungement |
16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth Claimant Lawyers(s): Robert L. Gonser Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson Hearing Site: Wichita, KS
| | Expungement |
16-00012 | 06/20/2018 | Claimant(s): Robert Hernreich, R. Hernreich 1987 Family Trust, R. Hernreich Charitable Remainder Trst 1, R. Hernreich Charitable Remainder Trst 2, R. Hernreich Charitable Remainder Trst 3, R. Hernreich Charitable Remainder Trst 4, R. Hernreich Charitable Remainder Trst 5, Robert E. Hernreich 2005 Trust Claimant Lawyers(s): Alan C. Friedberg Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Hazel E. Hanley Hearing Site: Denver, CO
| | Expungement |
16-00101 | 05/08/2018 | Claimant(s): Carolyn Hunt-Monro Claimant Lawyers(s): Jason T. Albin Respondent(s): Morgan Stanley, RBC Capital Markets LLC, Robert Dennison Respondent Lawyers(s): John P. Kincade, Kimberly J. Gustafson Arbitrator(s): Steven Meyrich, Donald N. Tolin, Ronald G. Guida Hearing Site: Denver, CO
| | Expungement |