Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02814 | 07/26/2022 | Claimant(s): Mid Atlantic Capital Corporation Claimant Lawyers(s): Erin Timmerman Respondent(s): Craig Hayward Respondent Lawyers(s): Giovanni M. Ruscitti Arbitrator(s): Donald N. Tolin, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Denver, CO | ||
| 21-02586 | 07/21/2022 | Claimant(s): Christopher Tooker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-01922 | 04/18/2022 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-00850 | 08/30/2021 | Claimant(s): Rachel Comfort Claimant Lawyers(s): Zachary S. Morse Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael . J Biondi Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-02907 | 06/22/2021 | Claimant(s): John Mickelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | ||
| 20-01623 | 02/01/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | ||
| 20-01414 | 12/04/2020 | Claimant(s): Michael Nielson Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-01550 | 12/13/2019 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-04037 | 09/16/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Tony Pizelo Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO |