| 17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Raymond, James & Associates., Thomas O'Brien
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman
Hearing Site: Jackson, MS
|  | $3,488,930 |
| 19-00024 | 10/16/2019 | Claimant(s): Emmalee Jones, Roderick Sibley, Roderick A. Sibley IRA
Claimant Lawyers(s): Emmallee D. Jones, Roderick A. Sibley
Respondent(s): Lyndon Davis, Raymond, James & Associates.
Respondent Lawyers(s): Lyndon L. Davis, Raymond W. Henney
Arbitrator(s): Gail K. Barski-McCracken, Kenneth Alan Roth, Sandra Jo Baumchen
Hearing Site: Detroit, MI
| | Settlement |
| 18-04051 | 09/25/2019 | Claimant(s): Tanya Coffeen
Claimant Lawyers(s): Mark A Tepper
Respondent(s): Raymond, James & Associates., D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery, Stanton A. Fears
Arbitrator(s): John Burritt McArthur
Hearing Site: San Francisco, CA
| | $69,554 |
| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $43,827 |
| 18-00528 | 09/04/2019 | Claimant(s): Hermann Spranger, II IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Adam M. Wenner
Arbitrator(s): Patrick R. Sughroue, Terrance J. Dorcy, Mark Scarr
Hearing Site: Detroit, MI
| | $0 |
| 18-00437 | 06/13/2019 | Claimant(s): Cynthia Beller
Claimant Lawyers(s): James Robert Krause
Respondent(s): Allyn Donaubauer, Raymond, James & Associates.
Respondent Lawyers(s): Linda Broocks
Arbitrator(s): Louis J. Weber, Lawrence Frederick Ranallo, Richard Thomas Huston
Hearing Site: Dallas, TX
| | Expungement |
| 17-01630 | 05/06/2019 | Claimant(s): Brian Windham, Cynthia Newsom, Debra Hodge, Dennis Newsom, Edgar Fellows, Larry Newsom, Linda Byrd, Mel McCoy, Merle Smith, Patricia Roberts, Patsy Harveston, Sheila Chain, Thomas Dees, Connie Saxton IRA, Debra Hodge IRA, Dennis Newsom IRA and Roth IRA, Elaine Moss IRA, Hal Moss IRA, Jackie Boteler IRA, Larry Newsom IRA, et al
Claimant Lawyers(s): Judson Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Mark A. Myers, James L. Warren, Theodore Haynes
Hearing Site: Jackson, MS
| | $1,790,000 |
| 17-03044 | 04/02/2019 | Claimant(s): Michels Family Investment Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Gerald Silverman, Gary Frederick Birnberg, Isadora Velazquez-Rivas
Hearing Site: Miami, FL
| | Expungement |
| 17-01401 | 11/07/2018 | Claimant(s): Margo Norman
Claimant Lawyers(s): Jonathan Stein
Respondent(s): Jack Woodward, Raymond, James & Associates.
Respondent Lawyers(s): Bertrand C. Moser, Gianluca Morello
Arbitrator(s): Jo-Marie Lisa, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
| | Expungement |
| 17-00282 | 08/23/2018 | Claimant(s): Joan Pierce
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): William O.L. Hutchinson
Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser
Hearing Site: Columbia, SC
| | Expungement |
