| 19-02399 | 06/26/2020 | Claimant(s): Stephen Caruso
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Tamara Skliar
Respondent Lawyers(s): Tamara Skliar
Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel
Hearing Site: New York, NY
|  | Expungement |
| 17-01682 | 03/19/2019 | Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 15-01896 | 08/20/2018 | Claimant(s): Alberto Rosario, Alexandra Amador, Angel Morey-Noble, Carlos Caban, Jorge Medina, Jorge Pesquera, Jose Zorrilla, Pedro Martinez Parsi, Warynex Hernandez
Claimant Lawyers(s): Adam M. Nicolazzo, Benjamin Quinones Lebron, Jenice L. Malecki
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez, Peter Neiman
Arbitrator(s): Jill Pilgrim, Enrique Javier Menocal, Wanda Esteras
Hearing Site: San Juan, PR
| | Expungement |
| 16-02519 | 11/01/2017 | Claimant(s): Jerry and Sandra Staub
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Fredric R. Dichter, Donald Theodore Ryce, Sara Elizabeth Hanley
Hearing Site: Boca Raton, FL
| | $432,823 |
| 14-01626 | 01/08/2016 | Claimant(s): Michael Marcello
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): James Forsythe, Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Joseph J. Arata, Peter A. Goldman, Gelvin L. Stevenson
Hearing Site: New York, NY
| | $0 |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 10-04928 | 10/15/2012 | Claimant(s): Michael Steifman
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Robert Pincus, James N. Baxter, Eugene G. P. Byrne
Hearing Site: New York, NY
| | $630,357 |
| 09-06456 | 04/07/2011 | Claimant(s): Michael Skakun
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Scott Nuttall, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Scott E Nuttall
Arbitrator(s): J. Martin McDonough, Paul Weinberg, Kathleen Cawley
Hearing Site: New York, NY
| | Expungement |
| 09-05107 | 03/15/2011 | Claimant(s): David Ferraro
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Deutsche Bank Securities., Gregory Planck
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Sidney L. Sussman, Lynne T. Albert, John H. Griffing
Hearing Site: Charlotte, NC
| | Expungement |
| 09-03015 | 11/03/2010 | Claimant(s): Josephine Pignato
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Capital One Investment Services Corp
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $73,281 |
