| 11-00529 | 06/11/2012 | Claimant(s): Alice Muscara, Daniel Muscara
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Brad Chamness, Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Edward R. Niederriter, Gary King, Raymond Luis Leon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 11-04028 | 06/08/2012 | Claimant(s): Barbara Eccles
Claimant Lawyers(s): Robert S. Eccles
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
| | $5,793 |
| 11-02949 | 06/08/2012 | Claimant(s): Barbara North
Claimant Lawyers(s): Barbara R North
Respondent(s): James Flynn, Morgan Stanley
Respondent Lawyers(s): James F. Flynn, Thomas Briody
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
| | $0 |
| 10-04990 | 05/22/2012 | Claimant(s): CSJ Family Partnership Ltd.
Claimant Lawyers(s): J. Mitchell Clark
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Ronald R. Simpson, Frank M. Romano, Donald K. Eckhardt
Hearing Site: Houston, TX
| | $0 |
| 11-00741 | 05/18/2012 | Claimant(s): Michael Mosesson
Claimant Lawyers(s): James A. McGurk
Respondent(s): Morgan Stanley, Cedar Creek Securities.
Respondent Lawyers(s): Gregory B. Simon, James A. McGurk
Arbitrator(s): Jerry D. Mc Cormack, P. J. Boylan, Deborah Jervis Fabritz
Hearing Site: Milwaukee, WI
| | $0 |
| 11-01283 | 05/01/2012 | Claimant(s): Rita Lenda, Rita F. Lenda IRA
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Edwin Lenda, Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Floyd W. McRae
Hearing Site: Atlanta, GA
| | $300 |
| 11-02366 | 04/27/2012 | Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
| | $0 |
| 10-05035 | 04/27/2012 | Claimant(s): Robert Gaynor, Custodial Or Education Savings Acct, Robert S. Gaynor IRA, Robert S. Gaynor Special Account
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): William M. Koziol, Philip J. Glick, Michael R. Sherwin
Hearing Site: Chicago, IL
| | Expungement |
| 10-04152 | 04/26/2012 | Claimant(s): Alex DiSchino, Christopher DiSchino, Cosmo DiSchino, Alex DiSchino CUS Cosmo DiSchino, Cosmo DiSchino & Christopher DiSchino
Claimant Lawyers(s): Jane W. Muir
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa. B. Dodge
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02643 | 04/26/2012 | Claimant(s): Caron Masucci, Douglas Masucci
Claimant Lawyers(s): Joseph C. Korsak
Respondent(s): Morgan Stanley, William Crumrine
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Edward T. Borer, Marshall S. Galinsky, Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
