| 22-00960 | 10/02/2023 | Claimant(s): Woodie T. Barnes & Lori J. Barnes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Jeff Kilgore, June Ann Mann, Stanley Edward Williams
Hearing Site: Houston, TX
|  | Expungement |
| 21-02401 | 08/16/2022 | Claimant(s): Jimmy Woollen, Stephanie Woollen
Claimant Lawyers(s): Amy L.B. Hill
Respondent(s): Andrew Hall, Cindy Chiellini, Ricky Mantei, Centaurus Financial., J.P. Turner & Company
Respondent Lawyers(s): James C. Cosby, Jonathan Cole, Steven E. Mellen
Arbitrator(s): Mimi B. Osiason, Christopher Cecil Lamb, John G. Shamp
Hearing Site: Columbia, SC
| | Expungement |
| 21-00017 | 09/23/2021 | Claimant(s): Raymond Jallow
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Edith N. Dinneen, Robert B. Hansohn, Loreta Azarian
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 19-02630 | 08/24/2020 | Claimant(s): Triana Waldron
Claimant Lawyers(s): Phillip E. Thompson
Respondent(s): Jonathan Dudley, Centaurus Financial.
Respondent Lawyers(s): Jonathan H Dudley, Mike West
Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Dismissed |
| 19-01405 | 05/28/2020 | Claimant(s): The Seitz 2000 Descendants Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Robert Fenton, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 18-03853 | 11/25/2019 | Claimant(s): John Winans
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Michael Fassi, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz
Hearing Site: Denver, CO
| | $0 |
| 15-02453 | 08/08/2017 | Claimant(s): Patricia Dash
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Nathan E. Smith
Arbitrator(s): Robert P. Ross, Jane D. Lollis, Gregory Hunter Mathews
Hearing Site: Louisville, KY
| | Expungement |
| 16-01787 | 04/17/2017 | Claimant(s): Linda Tedrahn
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial.
Respondent Lawyers(s): David Markun, Paul King
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
| | $0 |
| 14-02450 | 06/03/2016 | Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden
Hearing Site: Albuquerque, NM
| | $150,600 |
| 14-02206 | 10/02/2015 | Claimant(s): Andrew Alexander, Plantations at Haywood 5, TIC Hunters Chase 18
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Robert S. Zuckerman, Donita M. King, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | Dismissed by Rule 12206 |
