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FINRA Awards for Colin Baugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0245006/03/2016Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden
Hearing Site: Albuquerque, NM
Checkmark Icon$150,600

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