18-00111 | 10/31/2019 | Claimant(s): Theresa Taylor Claimant Lawyers(s): Teresa J. Verges Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL
| | $0 |
18-02477 | 08/29/2019 | Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07 Claimant Lawyers(s): Andre R. Perron Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia Hearing Site: Tampa, FL
| | $100,000 |
18-04086 | 06/25/2019 | Claimant(s): Richard Palatine Claimant Lawyers(s): Richard Palatine Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors Respondent Lawyers(s): Elizabeth Rose Aylett Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL
| | $1,810 |
18-00066 | 06/12/2019 | Claimant(s): Mary Motsay, Michael Motsay, Michael L. Motsay, IRA and Accounts Claimant Lawyers(s): Michael Motsay Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, James Mathieu Hearing Site: Tampa, FL
| | Expungement |
16-03326 | 05/21/2019 | Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer Hearing Site: Tampa, FL
| | $115,975 |
16-02058 | 05/20/2019 | Claimant(s): Bobby Blackwell, Gail Blackwell, Bobby W. Blackwell Trst U/A dtd 5/2/2013, Gail R. Blackwell Trst U/A dtd 5/2/2013 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Langfred W. White, Christopher William Crowley, James Mathieu Hearing Site: Tampa, FL
| | Expungement |
18-02839 | 05/13/2019 | Claimant(s): Marissa Zalay Claimant Lawyers(s): E. LeBron Free Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten Claimant Lawyers(s): Reid Wettersten Respondent(s): Yosef Fox Respondent Lawyers(s): Yosef Yehuda Fox Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $150,425 |
17-00597 | 04/30/2019 | Claimant(s): John Everson Claimant Lawyers(s): John O. Everson Respondent(s): Elizabeth Halsey, Robert Lawson, Rutland Bussey Respondent Lawyers(s): Elizabeth Ann Halsey, Rutland Walton Bussey, Seth B. Waxman Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak Hearing Site: Tampa, FL
| | Expungement |