09-06913 | 07/07/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Walter Twetten Respondent Lawyers(s): Walter Story Twetten Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC
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10-00956 | 07/07/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Lloyd Graham Respondent Lawyers(s): Lloyd William Graham Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA
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09-01424 | 07/06/2010 | Claimant(s): David Chappelle, Michael Healy Claimant Lawyers(s): Louis L. Lesesne Respondent(s): Bank of America Securities Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): M. Bruce Adelberg, James Edward Banks, Kenneth B. Orenbach Hearing Site: Charlotte, NC
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09-03398 | 07/06/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Donald Paul Respondent Lawyers(s): D. Westbrook Doss Arbitrator(s): James Stephen Jones, Donald R. Winton, Royce Alan Burns Hearing Site: Little Rock, AR
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09-03812 | 07/06/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fisher Respondent(s): Chad Henry, David Koch Respondent Lawyers(s): Nancy L. Hendrickson Arbitrator(s): Michael L. Weissman, Jeffrey S. Fannon, Samuel Olutola Akeju Hearing Site: Chicago, IL
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08-01341 | 07/02/2010 | Claimant(s): Stephen Ketchum Claimant Lawyers(s): Jonathan Sack Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Steven D. Hurd Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass Hearing Site: New York, NY
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09-01920 | 07/02/2010 | Claimant(s): Mark Patterson Claimant Lawyers(s): Lance J. Gotko Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): James M. Baumann, Rick F. Suppa, Dwight Wassong Hearing Site: Newark, NJ
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09-03339 | 07/02/2010 | Claimant(s): Phillip Newman Claimant Lawyers(s): Brian M Cige Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Kathleen O'Malley Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ
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08-01194 | 07/01/2010 | Claimant(s): Trident Partners Ltd Claimant Lawyers(s): Eugene L. Small Respondent(s): Brian Schantz, Edward Flynn, Francine Lanaia, Timothy Flynn, Alexander Capital, L.P. Respondent Lawyers(s): Carl Lanzisera, Eugene L. Small, Francine A. Lanaia Arbitrator(s): Sandra J. Mullings, Anthony J. Raimondi, Richard C. Bell Hearing Site: New York, NY
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09-01863 | 07/01/2010 | Claimant(s): Joseph Amundsen Claimant Lawyers(s): Joseph S. Amundsen Respondent(s): Aaron Gilbert, Daniel Overmyer, Edward Overmyer, Jamie Cawley, Jesse Bookheim, COPS Worldwide., IDX Derivatives, Morton International Corporation Respondent Lawyers(s): Aaron Gilbert, Compliance Officer, Daniel Overmyer, Edward Overmyer, George Brunelle, Jesse Louis Bookheim Arbitrator(s): Ernest Fanwick, Joan M. Traub, Paul R. Walsh Hearing Site: New York, NY
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