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FINRA Awards for James Stephen Jones

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0025810/21/2010Claimant(s): Moeller Family Charitable Rem Uni Trust
Claimant Lawyers(s): Kenneth R. Shemin
Respondent(s): Arvest Investments.
Respondent Lawyers(s): Zach Chaffe-McClure
Arbitrator(s): James Stephen Jones, J. Maxwell Williams, Angelia J. Tolbert
Hearing Site: Little Rock, AR
Checkmark Icon$0
09-0339807/06/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Donald Paul
Respondent Lawyers(s): D. Westbrook Doss
Arbitrator(s): James Stephen Jones, Donald R. Winton, Royce Alan Burns
Hearing Site: Little Rock, AR

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