| 22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum
Hearing Site: Houston, TX
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| 23-00905 | 09/29/2023 | Claimant(s): Jeffrey Schultz
Claimant Lawyers(s): Joel Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
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| 23-01781 | 09/29/2023 | Claimant(s): Nancy Gabany
Claimant Lawyers(s): David I. Hantman
Respondent(s): Comerica Securities
Respondent Lawyers(s): Susan C. Nystrom
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 23-00505 | 09/29/2023 | Claimant(s): David Wentz
Claimant Lawyers(s): James P Galvin
Respondent(s): Ameritas Investment Company
Respondent Lawyers(s): Andrea Snowden
Arbitrator(s): David A. Schuler
Hearing Site: Kansas City, MO
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| 20-02356 | 09/29/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Scott Reed
Respondent Lawyers(s): Caroline Saunders
Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
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| 23-00815 | 09/29/2023 | Claimant(s): Nathan Macdonald
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Samuel H. Chorches, Howard N. Gorney, John Francis Markuns
Hearing Site: Augusta, ME
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| 23-00110 | 09/29/2023 | Claimant(s): Darryl Fyall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 23-01461 | 09/28/2023 | Claimant(s): Debra Gordon
Claimant Lawyers(s): Debra Gordon
Respondent(s): Quoin Capital LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Pamela A. Kentra
Hearing Site: Chicago, IL
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| 22-01546 | 09/28/2023 | Claimant(s): Eric Dolin
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Michele N. O'Brien, Stephen Andrew McCarthy, Bernardo S. Garza
Hearing Site: Houston, TX
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| 23-00221 | 09/28/2023 | Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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