| 22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
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| 21-01764 | 07/27/2023 | Claimant(s): Michael Ohlemacher
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company
Respondent Lawyers(s): Matthew C. Blickensderfer
Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray
Hearing Site: Detroit, MI
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| 22-02637 | 07/26/2023 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
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| 22-02804 | 07/26/2023 | Claimant(s): Elliott Johnson
Claimant Lawyers(s): Christopher G. Lazarini
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
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| 22-01674 | 07/26/2023 | Claimant(s): Carolyn Catlin, Stephen Wintermeier, Fenway Financial Advisors
Claimant Lawyers(s): David J. Freniere
Respondent(s): Ashleigh Swayze, Swayze LLC
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Mary E. Bassett, Linda Luke Lee, Marjorie Ann Butler
Hearing Site: Boston, MA
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| 22-02282 | 07/25/2023 | Claimant(s): Christian Searcy
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
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| 22-02136 | 07/25/2023 | Claimant(s): Kenneth Kondas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Pittsburgh, PA
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| 22-02831 | 07/25/2023 | Claimant(s): Jorge Garrido
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga
Hearing Site: Boca Raton, FL
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| 23-00565 | 07/25/2023 | Claimant(s): Donald Dever
Claimant Lawyers(s): Gregory S. Sparer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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