22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
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21-01764 | 07/27/2023 | Claimant(s): Michael Ohlemacher Claimant Lawyers(s): Heather B. Middleton Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company Respondent Lawyers(s): Matthew C. Blickensderfer Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray Hearing Site: Detroit, MI
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22-02637 | 07/26/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
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22-02804 | 07/26/2023 | Claimant(s): Elliott Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
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22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
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22-01674 | 07/26/2023 | Claimant(s): Carolyn Catlin, Stephen Wintermeier, Fenway Financial Advisors Claimant Lawyers(s): David J. Freniere Respondent(s): Ashleigh Swayze, Swayze LLC Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Mary E. Bassett, Linda Luke Lee, Marjorie Ann Butler Hearing Site: Boston, MA
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22-02282 | 07/25/2023 | Claimant(s): Christian Searcy Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy Hearing Site: Boca Raton, FL
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22-02136 | 07/25/2023 | Claimant(s): Kenneth Kondas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Robert J. Scafuri Hearing Site: Pittsburgh, PA
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22-02831 | 07/25/2023 | Claimant(s): Jorge Garrido Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Equitable Advisors Respondent Lawyers(s): Kalie M. Maniglia Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga Hearing Site: Boca Raton, FL
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23-00565 | 07/25/2023 | Claimant(s): Donald Dever Claimant Lawyers(s): Gregory S. Sparer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
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