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FINRA Awards for Brian Ken Kawakami

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0022109/28/2023Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY

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