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FINRA Awards for Michele N. O'Brien

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0201110/24/2023Claimant(s): Qwikt Global Securities LLC
Claimant Lawyers(s): Robert Maguire
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Rosemary Rachael, Michele N. O'Brien, Mary O'Connor
Hearing Site: Dallas, TX
22-0154609/28/2023Claimant(s): Eric Dolin
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Michele N. O'Brien, Stephen Andrew McCarthy, Bernardo S. Garza
Hearing Site: Houston, TX

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