Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03704 | 11/23/2011 | Claimant(s): Newedge USA Claimant Lawyers(s): Perry M. Amsellem Respondent(s): Patrick Knoell Respondent Lawyers(s): Joshua Parkhurst Arbitrator(s): David S. Billet, Nancy S. Gerber, Marilyn J. Salzman Hearing Site: New York, NY | ||
| 10-05307 | 11/23/2011 | Claimant(s): Thomas Frothingham Claimant Lawyers(s): Louis H. Miron Respondent(s): James Conlin, Kabrik Trading LLC Respondent Lawyers(s): James Conlin Arbitrator(s): Harold Webb Hearing Site: New York, NY | ||
| 10-04177 | 11/22/2011 | Claimant(s): Nick Bohmann Claimant Lawyers(s): Nick R. Bohmann Respondent(s): New England Securities, Marc Colby, Michael Priede, Metlife Securities Inc. Respondent Lawyers(s): Ethan G. Zelizer Arbitrator(s): R. Lee Britton Jr. Hearing Site: Houston, TX | ||
| 11-00926 | 11/22/2011 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Ronald Aungst Respondent Lawyers(s): Ronald A Aungst Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | ||
| 11-01940 | 11/22/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): Richard Brooks Respondent Lawyers(s): David M. Lazarus Arbitrator(s): Lester M. Rosenberg Hearing Site: Miami, FL | ||
| 11-02283 | 11/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Humbert Michini Respondent Lawyers(s): Humbert A. Michini Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL | ||
| 10-04208 | 11/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Eli Kirschner Respondent(s): Christian Habitz Respondent Lawyers(s): Sarah Allison Arbitrator(s): David A. Youngerman Hearing Site: Chicago, IL | ||
| 11-00139 | 11/21/2011 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Bradlee Hager Respondent Lawyers(s): Bradlee P. Hager Arbitrator(s): Peter B. Vaden Hearing Site: Raleigh, NC | ||
| 11-02985 | 11/21/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): David H.S. Commins Respondent(s): Mark Davidson Respondent Lawyers(s): Mark Colby Davidson Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 10-03268 | 11/18/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): David Crook Respondent Lawyers(s): David Crook Arbitrator(s): Arthur L. Tepper Hearing Site: Atlanta, GA |