Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01308 | 10/15/2012 | Claimant(s): Steven Caruso Claimant Lawyers(s): Steven F. Caruso Respondent(s): Kennedy, Cabot & Company Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 12-01358 | 10/15/2012 | Claimant(s): Edward Brownstein Claimant Lawyers(s): Dana S. Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD | ||
| 12-00606 | 10/12/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Mera Tawfik-Oshana Respondent Lawyers(s): Richard D. Schramm Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 12-00857 | 10/12/2012 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Scott T. Earl Respondent(s): Peter Ryan Respondent Lawyers(s): Peter Remington Ryan Arbitrator(s): Emily B. Boote Hearing Site: Minneapolis, MN | ||
| 12-02922 | 10/12/2012 | Claimant(s): Edward Jones Claimant Lawyers(s): Douglas R. Jennings Respondent(s): Dennis Linn Respondent Lawyers(s): Margaret J. Lockhart Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood Hearing Site: Detroit, MI | ||
| 10-03712 | 10/11/2012 | Claimant(s): Joshua Nanci, Russell Carbonara Claimant Lawyers(s): Brandon Raynard Williams, Craig H. Kuglar Respondent(s): Fortress Group. Respondent Lawyers(s): Richard Robbins Arbitrator(s): George S. Willingham, Michael J. Ahlstrom, Deborah A. Jackson Hearing Site: Atlanta, GA | ||
| 10-03713 | 10/11/2012 | Claimant(s): Joshua Nanci Claimant Lawyers(s): Brandon Raynard Williams Respondent(s): Fortress Group. Respondent Lawyers(s): Bruce A. Williamson Arbitrator(s): Hearing Site: Atlanta, GA | ||
| 10-04605 | 10/11/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Carlene Veara Respondent Lawyers(s): Carlene B. Veara Arbitrator(s): June Y. Kilmarx Hearing Site: Boston, MA | ||
| 10-03469 | 10/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Brad Feinstein Respondent Lawyers(s): Max Folkenflik Arbitrator(s): Walter M. Schackman Hearing Site: New York, NY | ||
| 11-01101 | 10/08/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Angelina E. Chew Respondent(s): Joseph Huntsman Respondent Lawyers(s): Joseph A. Walker Arbitrator(s): Edward J. Costello, Michael J. Fish, David L. Maislen Hearing Site: Los Angeles, CA |