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FINRA Awards for Richard D. Schramm

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0060610/12/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Mera Tawfik-Oshana
Respondent Lawyers(s): Richard D. Schramm
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA

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